REASONS TO JOIN N.A.I.A.

Benefits of N.A.I.A. Membership:

• Credibility as a Financial Advisor who is committed to ethical business practices.
• You will have a Member Profile in the N.A.I.A. Membership Directory, a searchable database used as a resource for anyone seeking a reliable and trustworthy financial advisor.
• Allows you to deliver to your clients and prospective clients, a Code of Ethics and a Code of Conduct.
• Distinguishes you from your competitors.
• Use of the identifiable logo on your business card, in your office and in correspondence.
• People feel assured that they have hired a trustworthy and reliable financial advisor.
• Shows your willingness to work out any conflicts that may arise.
• Demonstrates a belief in self-regulation of the investment industry and your commitment to promoting ethical business practices.

The expansion of membership in the N.A.I.A. will help to increase confidence in the investment industry, giving those that conduct an ethical, honest business the credit they deserve, and a competitive edge. JOIN NOW

Qualifications for N.A.I.A. Membership:

• Members must be currently registered with the NASD.
• Members must be actively employed by or have current licenses with a registered broker-dealer.
• Members must agree to abide by the written code of ethics.
• Members may never have been dismissed from a firm for disciplinary action or barred from the securities industry at any time.
• Members may not have more than 1 customer initiated, U-4 reported complaint per 5 years of experience as reported at http://www.sec.gov/investor/brokers.htm
• Members may not have been convicted of a felony.

Membership Levels and Dues

* Experience is considered years in which, with a current license, you engaged in the business of offering financial products and services while representing a registered broker dealer.

Founding Members: The first 100 qualifying members in each state.